Why Did Political Scientists Miss the Midterm Wave?

After a period of post-midterm decompression, it’s time to return to the blogging salt mines. Picking up where I left off in my last post, let me start with a simple question: why did every political science forecast of the midterm election of which I am aware underestimate the size of the Republican wave that hit the House (the few that predicted Senate results were off as well)?  To be sure, the results did fall within the confidence interval of some of the models, and most political scientists foresaw the Republican House takeover, but none of the predicted point estimates came very close to the final results. As of today, it looks like Republicans picked up about 62 House seats (four races are still pending) and 6 Senate seats.  To refresh your memory, here’s John Sides’ chart with the Labor Day political science projections.

So, the most  pessimistic forecast from the Democrats’ perspective – Campbell’s – still had Democrats holding more than 200 seats, or a dozen more than the actual 190 they now possess (with four races pending). Note that even with the advantage of several additional weeks of data, I didn’t fare much better; my “tweaking” of the projection models led me to forecast a 49-seat Republican pickup, considerably short of their actual gain.

In addition to the thrill of giving out Presidential Power t-shirts (yes, I will announce the contest winners in a separate post), the reason why I am interested in these forecasts is because they are a measure of how well political scientists understand midterm elections.  Unlike someone like Nate Silver, we aren’t only interested in getting the final numbers right – instead, we want to understand what explains those results.  (By the way, Silver’s prediction – he’s “538” in the chart – as of Labor Day fell, as you can see, in the middle of the pack.  That’s not too shabby – for an economist!)

What most interests me about this last midterm is not that the forecast models were off – it’s that they were all off in the same direction.  Political scientists systematically underestimated the Republican seat gain.  In one respect, of course, this is perhaps not surprising; as I noted in several of my pre-election posts, political scientists are inherently conservative folk. They tend to assume that future iterations of an event will unfold much as it did previously, so prior patterns should be a reasonably reliable predictor of what’s to come. Evidently, this assumption did not hold true for this latest midterm. But why not?  I can think of four related answers: the unprecedented depth of the economic recession, the nationalization of midterm elections, the role of the Tea Party and the collective impact of the controversial legislation – particularly TARP, the stimulus bill and health insurance – passed by the Democratically-controlled Congress during the last four years.  Let me start by exploring a couple of these factors: the economy and the nationalization of elections.  I’ll deal with the Tea Party and the controversial votes issues in a separate post.

As I’ve explained in previous posts, most forecast models incorporate some measure of the economy, such as quarterly growth in GDP or disposable income, or changes in the unemployment rate.  As my colleague Bert Johnson surmised during our election night coverage, it is possible that forecast models constructed from previous years’ economic data may have underestimated the relative importance of the current economic downturn to voters.  In other words, models based on “normal” economic conditions may not do particularly well when the economy is an historical outlier, as this one certainly is.  Consider that during the last six decades, as this charts shows, monthly unemployment levels have only approached the current rate once before, during Reagan’s first term.

During the 1982 midterm, of course, Reagan’s Republican Party only controlled the Senate, not the House; the divided government may have prevented voters from holding Reagan and the Republicans solely accountable for the dismal economy in that election which may partly explain why Republicans only lost 26 House seats. (Note that they also had fewer House seats to lose.) In 2010, by contrast, Democrats controlled all three branches and thus were more likely to suffer retribution from voters concerned about persistently high unemployment.

Of  course, unemployment is only one facet of how voters’ assess the economy, and the economy is not all they assess during midterms.  Nonetheless, it is an important component – perhaps the most important component that goes into a voter’s calculus. Now add to the mix concern over record post-war budget deficits, spending on TARP and the stimulus, uncertainly about health care costs and you have the setting for a midterm election driven to a much greater degree than in previous years by economic worries.   Moreover, as I’ve noted in previous posts and as this table shows, House elections have become increasingly nationalized since the mid-1980’s.

This means individual House races are more likely to be influenced by factors outside each district – factors less amenable to individual candidate’s control.  I’m currently putting together the numbers for the 2010 midterm, but I have no reason to believe it was any less nationalized than recent midterms.   That means the impact of economic factors was likely even greater during this last election cycle.

My point is not that the forecast models totally ignored economic factors – it’s that economic factors weighed more heavily in midterm voters’ minds this time around than is typically the case.  With Democrats viewed as the party in charge, and with Democrats holding more vulnerable seats, they were extremely susceptible to getting washed out of office in a “wave” election.  To capitalize on these conditions, Republicans needed to both run good candidates and to get voters to show up at the polls. As it happened, the Tea Party stepped in to assist with both conditions. I’ll address that topic in the next post.

Addendum:  The initial post showed the wrong unemployment data – I’ve corrected it above.

4 comments

  1. Hi Matt, one way of seeing this is that there are three rival explanations: 1) The Tea Party is predominantly an anti-tax “ideological” movement. 2) The Tea Party is an “anti-incumbency” movement. 3) The Tea Party exemplifies a citizenry of dupes undermining its own future economic interest. The scenario that holds out the most hope for a well-reasoned compromise is 2).

    There could be a way of evaluating hypothesis 2): If the Tea Party is predominantly “anti-incumbency,” then it follows that the Tea Party’s target wasn’t just Democrats. Anecdotally, we heard a lot of this rhetoric. Net result: Challengers should have won at a very high rate across BOTH parties. Compared to elections past, do the data show that Republican incumbents — not just Democrats — got thrown out to a significantly greater extent in 2010?

    Barring evidence to support 2), I have to be charitable and hope that there is some resentment at yawning economic inequality driving the Tea Party — not just a shift in the unemployment rate.

    Emmanuel Saez’s now well-known work at Berkeley (yep, another economist) shows us that US income inequality has grown to an unprecedented extent, even since the Congressional rout of 1982. See:
    http://elsa.berkeley.edu/~saez/saez-UStopincomes-2008.pdf

    Gilded-Age “corrupting” wealth inequality actually may not be front-and-center in the TP’s rhetoric, but it seems to be the one ideological bridge not yet burned between liberals and conservative discourse in America. (Consider TP disgust at Obama’s “Friends of Wall Street” economic team.)

    That’s worrisome enough. Should we be more sanguine about voter polarization today?

  2. Martin – Excellent point regarding a possible link between the Tea Party movement and growing income inequality. I want to pick up on this in more detail in my next post, but one interesting clue comes out of the midterm exit polls, which show that 35% of voters blamed “Wall St” for the economic mess – and of that group, 56% voted Republican! This doesn’t directly address your point regarding a link between the Tea Party and concern over income inequality, but it does suggest that the conventional ideological affinity between Wall St. and Republican candidates didn’t hold as strongly in this election. That may – and I stress may – be in part due to the influence of the Tea Party, both in terms of who voted and who ran for office. If, as I’ve claimed, the Tea Party is but the latest variant of the long-running populist streak in American politics, it would be consistent with your thesis that the Tea Party movement is driven in part by concern over the power accruing to the “gilded” class – Wall St, but also the Washington power “elite”.

    I’ll check on the incumbency data.

  3. I think that the budget deficits were an issue that the Republicans especially seized for their end, despite Bush’s role in their creation. Voters have had to make significant cuts and they recognize that no one can continue spending beyond their means forever. I just don’t understand why they would trust the Republican party either on jobs or on the deficit, looking at the recent history of each party.

  4. Zach – The evidence is that they don’t trust the Republicans very much. But I think it is a mistake to view the midterms as an affirmation of Republican policies, so much as a rejection of the status quo as symbolized by unified Democratic control of the Senate, House and Presidency. From the perspective of recent history, voters may have decided that divided government is the best they can hope for. After all, the last time we had a surplus government control was split.

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